JOB DESCRIPTION: COMPLIANCE AGENT
REPORTS TO: COMPLIANCE MANAGER
JOB SUMMARY
Reviews for ensuring adherence to Companies Code of Conduct, Local and International regulations and standards. Recognizes and provides feedback on any breach in company protocol. Encompasses non-conformity, corrective and preventative actions.
KEY RESPONSIBILITIES
· Resolve escalated queries
· Conduct or direct the internal investigation of compliance issues.
· File appropriate compliance reports with regulatory agencies
· Discuss emerging compliance issues with management or employees
· Provide employee training on compliance related topics, policies, or procedures
· Remain abreast on industry changes
· Design or implement improvements in communication, monitoring, or enforcement of compliance standards
· Oversee, manage and drive compliance team
· Reporting on risk and compliance issues
· Process and strategy implementation
· Management of Call Monitoring and KYC functions.
SKILLS, ABILITIES & COMPETENCIES
· Advanced proficiency of Microsoft Excel
· A strong, assertive and organized person is essential for the role
· Able to work under pressure
· Attention to detail, accuracy and math orientated is a must
· Must have a strong work ethic and sense of professionalism
· Ability to obtain information from multiple databased and summarize into an Excel Spreadsheet
· Ability to interact with others
· Previous experience in a Management role, and leading a team is essential.
EDUCATION & EXPERIENCE
· Relevant tertiary qualification (Law/ Finance/ Banking/ Economics)
· Compliance related experience in a regulated financial environment
Marketing Digital Business Solution d.o.o.
- Svetogorska, Beograd, Srbija
- PIB: 112137140
- Matični broj: 21613738